Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darlene Kay Shaw | 2108185 | 1 | 07/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark M Jaeger | 5128370 | 1 | 07/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Brady Stamps | 2594334 | 1 | 12/05/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jamie Tyson Rodgers | 5072962 | 6 | 12/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jamie Tyson Rodgers | 5072962 | 6 | 04/09/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Grover Gildig | 2510924 | 3 | 12/12/2013 | Customer Dispute | Settled | $557,468.00 | $0.00 | See FINRA Report |
| Cedric Levye | 5495885 | 2 | 11/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Patrick Manning | 2232503 | 3 | 05/07/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric John Zebrauskas | 4391319 | 5 | 04/15/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephan Copeland Barton | 2788138 | 2 | 01/30/2013 | Customer Dispute | Settled | $640,000.00 | $0.00 | See FINRA Report |