Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew I Levine | 1808937 | 2 | 12/13/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric John Zebrauskas | 4391319 | 5 | 11/08/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harvey Gerald Stein | 1231200 | 2 | 07/06/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Charles Anthony Triaga | 1804643 | 1 | 06/01/2016 | Customer Dispute | Denied | $10,789.40 | $0.00 | See FINRA Report |
| Mark James Dickman | 2066229 | 3 | 05/13/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Allen Guiler | 1024920 | 1 | 04/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Fulton Sheen Holliger | 3162630 | 1 | 01/19/2016 | Customer Dispute | Settled | $168,507.00 | $0.00 | See FINRA Report |
| Martin Phillip Halberg | 2738668 | 2 | 10/16/2015 | Customer Dispute | Denied | $20,164.20 | $0.00 | See FINRA Report |
| Raymond Aguillon | 3176225 | 2 | 08/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jamie Tyson Rodgers | 5072962 | 6 | 08/11/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |