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FINRA Broker Disclosures for IFP Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 127 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Patrick Petrus2185618512/02/2021Customer DisputeClosed-No Action$29,383.80$0.00See FINRA Report
Maziar Monshi2629721410/28/2021Customer DisputeSettled$600,000.00$0.00See FINRA Report
Kevin Patrick Manning2232503308/03/2021Judgment / Lien$0.00$0.00See FINRA Report
Stephen Michael Angelis1465037207/15/2021Customer DisputeSettled$350,000.00$0.00See FINRA Report
Scott Anthony Lanza2674425211/20/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Maziar Monshi2629721409/09/2020Customer DisputeSettled$3,900,000.00$0.00See FINRA Report
Robin Dale Blackman1280469105/20/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Matthew Joseph Pfeiffer3106722103/31/2020Customer DisputeClosed-No Action$60,280.70$0.00See FINRA Report
Jamie Tyson Rodgers5072962610/18/2019Judgment / Lien$0.00$0.00See FINRA Report
Jamie Tyson Rodgers5072962609/30/2019Judgment / Lien$0.00$0.00See FINRA Report

127 Results

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