Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Michael Angelis | 1465037 | 2 | 07/15/2021 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Scott Anthony Lanza | 2674425 | 2 | 11/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maziar Monshi | 2629721 | 4 | 09/09/2020 | Customer Dispute | Settled | $3,900,000.00 | $0.00 | See FINRA Report |
| Robin Dale Blackman | 1280469 | 1 | 05/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Pfeiffer | 3106722 | 1 | 03/31/2020 | Customer Dispute | Closed-No Action | $60,280.70 | $0.00 | See FINRA Report |
| Jamie Tyson Rodgers | 5072962 | 5 | 10/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jamie Tyson Rodgers | 5072962 | 5 | 09/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Stuart McClellan | 1428347 | 3 | 08/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Thomas Smalanskas | 2010331 | 7 | 01/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Hamilton Woodward | 2627039 | 1 | 01/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |