Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Matthew Connors | 2805785 | 3 | 06/08/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Robert Thomas Smalanskas | 2010331 | 10 | 04/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Franklin Shenk | 2876098 | 2 | 12/07/2022 | Customer Dispute | Settled | $433,000.00 | $0.00 | See FINRA Report |
| Jamie Tyson Rodgers | 5072962 | 6 | 11/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter Ickert | 254588 | 2 | 11/15/2022 | Customer Dispute | Settled | $83,000.00 | $0.00 | See FINRA Report |
| Walter Ickert | 254588 | 2 | 11/09/2022 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| James D Davis | 4222532 | 2 | 10/25/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Franklin Shenk | 2876098 | 2 | 09/06/2022 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| James D Davis | 4222532 | 2 | 08/12/2022 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Justin Matthew Connors | 2805785 | 3 | 04/18/2022 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |