Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Peter David Nunley | 5678641 | 1 | 06/20/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jeffery Allen Acheson | 706698 | 1 | 09/17/2003 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
Patrick Joseph Buffa | 809458 | 2 | 07/18/2003 | Customer Dispute | Denied | $41,556.00 | $0.00 | See FINRA Report |
Maziar Monshi | 2629721 | 4 | 07/15/2003 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
Thomas Patrick Petrus | 2185618 | 5 | 07/02/2003 | Customer Dispute | Denied | $5,057.00 | $0.00 | See FINRA Report |
David Stuart McClellan | 1428347 | 3 | 06/30/2003 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
Jon David Pellecchia | 2998719 | 1 | 03/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
George Albert Cattat | 3073307 | 1 | 07/01/2002 | Customer Dispute | Settled | $30,157.50 | $0.00 | See FINRA Report |
Garrett Lee Headley | 1056929 | 1 | 10/31/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Andrew Henry Dietz | 2750766 | 2 | 09/01/2001 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |