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FINRA Broker Disclosures for IFP Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 101-110 out of 127 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter David Nunley5678641106/20/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Jeffery Allen Acheson706698109/17/2003Customer DisputeClosed-No Action$55,000.00$0.00See FINRA Report
Patrick Joseph Buffa809458207/18/2003Customer DisputeDenied$41,556.00$0.00See FINRA Report
Maziar Monshi2629721407/15/2003Customer DisputeSettled$7,500.00$0.00See FINRA Report
Thomas Patrick Petrus2185618507/02/2003Customer DisputeDenied$5,057.00$0.00See FINRA Report
David Stuart McClellan1428347306/30/2003Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Jon David Pellecchia2998719103/03/2003Customer DisputeDenied$0.00$0.00See FINRA Report
George Albert Cattat3073307107/01/2002Customer DisputeSettled$30,157.50$0.00See FINRA Report
Garrett Lee Headley1056929110/31/2001Customer DisputePending$0.00$0.00See FINRA Report
Andrew Henry Dietz2750766209/01/2001Customer DisputeDenied$75,000.00$0.00See FINRA Report

127 Results

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