Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Aguillon | 3176225 | 2 | 05/31/2007 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Martin Phillip Halberg | 2738668 | 2 | 03/01/2007 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Craig Joseph Koproski | 2561495 | 2 | 01/29/2007 | Customer Dispute | Denied | $15,924.30 | $0.00 | See FINRA Report |
| Bryan Nielson | 6524248 | 1 | 09/29/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Robert Sawyer | 411718 | 1 | 07/20/2006 | Customer Dispute | Settled | $47,144.00 | $0.00 | See FINRA Report |
| Eric Alan Klaus | 2508792 | 1 | 07/11/2006 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Eugene John Flock | 2188536 | 1 | 10/27/2005 | Customer Dispute | Closed-No Action | $30,587.00 | $0.00 | See FINRA Report |
| Jean Lynette Prawel | 1777482 | 1 | 10/18/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Owen McGinn | 1372874 | 1 | 10/13/2005 | Customer Dispute | Denied | $7,194.26 | $0.00 | See FINRA Report |
| Jeffrey Thomas Higgins | 2267524 | 1 | 10/27/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |