Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Robert Sawyer | 411718 | 1 | 07/20/2006 | Customer Dispute | Settled | $47,144.00 | $0.00 | See FINRA Report |
| Eric Alan Klaus | 2508792 | 1 | 07/11/2006 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Maziar Monshi | 2629721 | 4 | 07/15/2003 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| George Albert Cattat | 3073307 | 1 | 07/01/2002 | Customer Dispute | Settled | $30,157.50 | $0.00 | See FINRA Report |
| Thomas Patrick Petrus | 2185618 | 5 | 02/27/2001 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Thomas Patrick Petrus | 2185618 | 5 | 01/13/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Collins | 1084868 | 2 | 05/16/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |