Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephan Copeland Barton | 2788138 | 2 | 08/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Anthony Lanza | 2674425 | 2 | 05/01/2012 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| Chad Speziale | 2629173 | 1 | 05/01/2012 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| Thomas Patrick Petrus | 2185618 | 5 | 03/09/2011 | Customer Dispute | Settled | $30,380.40 | $0.00 | See FINRA Report |
| Yacoub Odeh Snober | 3199708 | 1 | 01/28/2010 | Customer Dispute | Settled | $3,300,000.00 | $0.00 | See FINRA Report |
| Scott Duncan Mohler | 2721806 | 2 | 03/30/2009 | Customer Dispute | Settled | $152,730.00 | $0.00 | See FINRA Report |
| Harvey Gerald Stein | 1231200 | 2 | 03/06/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Joseph Buffa | 809458 | 2 | 12/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maziar Monshi | 2629721 | 4 | 02/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Martin Phillip Halberg | 2738668 | 2 | 03/01/2007 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |