Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Patrick Petrus | 2185618 | 5 | 07/02/2003 | Customer Dispute | Denied | $5,057.00 | $0.00 | See FINRA Report |
Jon David Pellecchia | 2998719 | 1 | 03/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Andrew Henry Dietz | 2750766 | 2 | 09/01/2001 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
Robert Thomas Smalanskas | 2010331 | 10 | 05/23/2001 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Andrew Henry Dietz | 2750766 | 2 | 05/03/1999 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
Peter John Ranta | 1388086 | 1 | 01/21/1998 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |