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FINRA Broker Disclosures for Globalink Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Globalink Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 31 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brown J Ho2340460512/02/2005Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Brown J Ho2340460511/28/2005Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Freddy M F Lee844539310/28/2002Customer DisputeDenied$5,001.00$0.00See FINRA Report
Sharon Melinda Kwan2578627508/30/2002Customer DisputeWithdrawn$6,989.00$0.00See FINRA Report
Thomas Leslie Corbin54041208/20/2002Customer DisputeSettled$57,000.00$0.00See FINRA Report
Freddy M F Lee844539307/17/2000Customer DisputeAward / Judgment$626,500.00$40,000.00See FINRA Report
Sharon Melinda Kwan2578627507/03/2000Customer DisputeDenied$6,000.00$0.00See FINRA Report
Brown J Ho2340460502/06/1997CriminalFinal Disposition$0.00$0.00See FINRA Report
Joseph Hsioh-Tsuei Lee1215252208/31/1996Employment Separation After Allegations$0.00$0.00See FINRA Report
Angela Weili Lin2632291111/25/1986CriminalFinal Disposition$0.00$0.00See FINRA Report

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