Our Staff has compiled our research into a database of FINRA Broker Disclosures for Globalink Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Chuanbing Rong | 6931802 | 1 | 12/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Sharon Melinda Kwan | 2578627 | 5 | 09/19/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Wing Hoang | 3260683 | 2 | 05/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anny Jiang-Lee | 2263523 | 2 | 12/07/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Junhua Liao | 4278425 | 2 | 06/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Junhua Liao | 4278425 | 2 | 05/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Brown J Ho | 2340460 | 5 | 01/29/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |