Our Staff has compiled our research into a database of FINRA Broker Disclosures for Globalink Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yuha Elsa Tse | 5043069 | 1 | 01/20/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wing Hoang | 3260683 | 2 | 07/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stewart Shuh-Hwa Yuan | 4058489 | 1 | 08/03/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Freddy M F Lee | 844539 | 3 | 09/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anny Jiang-Lee | 2263523 | 2 | 07/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharon Melinda Kwan | 2578627 | 5 | 09/25/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brown J Ho | 2340460 | 5 | 12/16/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Hsioh-Tsuei Lee | 1215252 | 2 | 08/31/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |