Our Staff has compiled our research into a database of FINRA Broker Disclosures for Globalink Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon Melinda Kwan | 2578627 | 5 | 05/05/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Hsioh-Tsuei Lee | 1215252 | 2 | 02/08/2017 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Feliks A Goldshteyn | 2834337 | 1 | 08/27/2009 | Customer Dispute | Closed-No Action | $3,000.00 | $0.00 | See FINRA Report |
| Michele Liu | 5096500 | 1 | 02/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brown J Ho | 2340460 | 5 | 12/02/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brown J Ho | 2340460 | 5 | 11/28/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Freddy M F Lee | 844539 | 3 | 10/28/2002 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Sharon Melinda Kwan | 2578627 | 5 | 08/30/2002 | Customer Dispute | Withdrawn | $6,989.00 | $0.00 | See FINRA Report |
| Thomas Leslie Corbin | 54041 | 2 | 08/20/2002 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Freddy M F Lee | 844539 | 3 | 07/17/2000 | Customer Dispute | Award / Judgment | $626,500.00 | $40,000.00 | See FINRA Report |