Our Staff has compiled our research into a database of FINRA Broker Disclosures for Globalink Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yuha Elsa Tse | 5043069 | 1 | 01/20/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chuanbing Rong | 6931802 | 1 | 12/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Melinda Kwan | 2578627 | 5 | 05/05/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Wing Hoang | 3260683 | 2 | 07/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharon Melinda Kwan | 2578627 | 5 | 09/19/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Hsioh-Tsuei Lee | 1215252 | 2 | 02/08/2017 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Stewart Shuh-Hwa Yuan | 4058489 | 1 | 08/03/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Fan | 4039972 | 1 | 05/31/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wing Hoang | 3260683 | 2 | 05/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anny Jiang-Lee | 2263523 | 2 | 12/07/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |