Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Regina N Spence | 6924568 | 2 | 03/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Regina N Spence | 6924568 | 2 | 02/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cory Dale Wietfeldt | 2423429 | 1 | 05/15/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |