Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philippus Theunis van Staden | 4489166 | 15 | 10/27/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Philippus Theunis van Staden | 4489166 | 15 | 05/02/2023 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Philippus Theunis van Staden | 4489166 | 15 | 08/24/2022 | Customer Dispute | Pending | $700,000.00 | $0.00 | See FINRA Report |
| Philippus Theunis van Staden | 4489166 | 15 | 05/04/2021 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Philippus Theunis van Staden | 4489166 | 15 | 05/03/2021 | Customer Dispute | Settled | $126,656.00 | $0.00 | See FINRA Report |
| James A Clements | 5133846 | 1 | 05/21/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James William Sewell | 4683331 | 1 | 12/03/2012 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |