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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 17 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Philippus Theunis van Staden44891661508/22/2024Customer DisputePending$350,000.00$0.00See FINRA Report
Philippus Theunis van Staden44891661508/12/2024Customer DisputePending$1,000,000.00$0.00See FINRA Report
Philippus Theunis van Staden44891661507/29/2024Customer DisputePending$1,000,000.00$0.00See FINRA Report
Philippus Theunis van Staden44891661505/07/2024Customer DisputePending$1,000,000.00$0.00See FINRA Report
Philippus Theunis van Staden44891661505/07/2024Customer DisputePending$5,000,000.00$0.00See FINRA Report
Philippus Theunis van Staden44891661504/10/2024Customer DisputePending$2,000,000.00$0.00See FINRA Report
Philippus Theunis van Staden44891661504/04/2024Customer DisputePending$235,000.00$0.00See FINRA Report
Philippus Theunis van Staden44891661504/02/2024Customer DisputePending$5,000,000.00$0.00See FINRA Report
Philippus Theunis van Staden44891661503/19/2024Customer DisputePending$1,000,000.00$0.00See FINRA Report
Philippus Theunis van Staden44891661501/08/2024Customer DisputePending$650,000.00$0.00See FINRA Report

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