Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Gary Wolter | 2101241 | 4 | 10/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Gary Wolter | 2101241 | 4 | 07/07/2006 | Customer Dispute | Settled | $9,848.00 | $0.00 | See FINRA Report |
| Scott Gary Wolter | 2101241 | 4 | 06/29/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Gary Wolter | 2101241 | 4 | 03/30/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |