Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Heritage Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert William Berry | 849285 | 3 | 03/07/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kenneth Robert Reeves | 1771786 | 2 | 09/08/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Robert William Berry | 849285 | 3 | 05/21/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kenneth Robert Reeves | 1771786 | 2 | 11/12/2013 | Customer Dispute | Award / Judgment | $50,000.00 | $65,769.00 | See FINRA Report |
Lewis Andrew Seikel | 3225077 | 6 | 11/02/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Lewis Andrew Seikel | 3225077 | 6 | 09/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Lewis Andrew Seikel | 3225077 | 6 | 11/23/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Lewis Andrew Seikel | 3225077 | 6 | 12/21/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Lewis Andrew Seikel | 3225077 | 6 | 05/07/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Lewis Andrew Seikel | 3225077 | 6 | 03/28/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |