Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Stevens Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Stewart | 2074085 | 1 | 11/03/2023 | Customer Dispute | Award / Judgment | $0.00 | $11,055.70 | See FINRA Report |