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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William John Nasgovitz3449901011/09/2005Customer DisputeSettled$2,363.71$0.00See FINRA Report
William John Nasgovitz3449901012/23/2002Customer DisputeSettled$0.00$0.00See FINRA Report
William John Nasgovitz3449901007/12/2001Customer DisputeSettled$450,000.00$0.00See FINRA Report
Jeffrey James Kohl2343012103/19/2001Customer DisputeSettled$125,000.00$0.00See FINRA Report
William John Nasgovitz3449901003/19/2001Customer DisputeSettled$125,000.00$0.00See FINRA Report
William John Nasgovitz3449901001/22/2001Customer DisputeSettled$100,000.00$0.00See FINRA Report
William John Nasgovitz3449901012/18/2000Customer DisputeSettled$1,600,000.00$0.00See FINRA Report
William John Nasgovitz3449901011/02/2000Customer DisputeSettled$260,000.00$0.00See FINRA Report
William John Nasgovitz3449901010/26/2000Customer DisputeDenied$98,378.00$0.00See FINRA Report

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