Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Joseph Sullivan | 1274817 | 4 | 01/04/2010 | Customer Dispute | Settled | $121,503.00 | $0.00 | See FINRA Report |
| Daniel Joseph Sullivan | 1274817 | 4 | 03/15/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Sullivan | 1274817 | 4 | 07/26/2004 | Customer Dispute | Closed-No Action | $39,827.00 | $0.00 | See FINRA Report |
| Daniel Joseph Sullivan | 1274817 | 4 | 12/04/2000 | Customer Dispute | Settled | $7,089.60 | $0.00 | See FINRA Report |