Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Leonard Landa | 1897958 | 4 | 10/27/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Leonard Landa | 1897958 | 4 | 10/25/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benny J Stewart | 5951317 | 3 | 04/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patty Kelley Scott | 2797415 | 2 | 04/04/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lara Marshawn Bacon | 5108502 | 1 | 01/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Gash | 2275493 | 2 | 11/23/2015 | Customer Dispute | Denied | $6,408.78 | $0.00 | See FINRA Report |
| Mark Allen Gash | 2275493 | 2 | 10/15/2015 | Customer Dispute | Denied | $13,816.20 | $0.00 | See FINRA Report |
| Kevin Edward Kemmerer | 1002910 | 1 | 07/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benny J Stewart | 5951317 | 3 | 03/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter David Sentance | 1002084 | 2 | 03/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |