Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Leonard Landa | 1897958 | 6 | 04/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Leonard Landa | 1897958 | 6 | 03/25/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sam Jack Swanson | 440837 | 4 | 12/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Leonard Landa | 1897958 | 6 | 12/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Stephen Miller | 5615783 | 1 | 11/10/2017 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Dennis Lee Travis | 2166809 | 7 | 11/03/2017 | Customer Dispute | Settled | $57,643.60 | $0.00 | See FINRA Report |
| Christopher Leonard Landa | 1897958 | 6 | 10/27/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Leonard Landa | 1897958 | 6 | 10/25/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benny J Stewart | 5951317 | 3 | 04/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Addison Wood | 1300304 | 8 | 02/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |