Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher L Clepp | 6172518 | 2 | 10/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alexander Kaplan | 6151694 | 3 | 08/02/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa A Glover | 4975782 | 2 | 02/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alexander Kaplan | 6151694 | 3 | 01/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa A Glover | 4975782 | 2 | 11/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Hayward Thompson | 1267560 | 4 | 07/18/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Frederick Yost | 821097 | 2 | 03/22/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Frederick Linenger | 2231803 | 1 | 03/01/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Doherty | 4179237 | 1 | 07/02/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Seibel | 852358 | 1 | 08/08/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |