Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean James Otoole | 2833156 | 2 | 11/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Thomas Ullmann | 1293001 | 3 | 05/03/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leon Michael Deboer | 1026350 | 1 | 01/07/2005 | Customer Dispute | Settled | $6,600.00 | $0.00 | See FINRA Report |
| Robert Wayne Thompson | 713539 | 1 | 10/13/2003 | Customer Dispute | Settled | $10,500.00 | $0.00 | See FINRA Report |
| Stanley Clyde Mock | 337375 | 1 | 03/27/2002 | Customer Dispute | Settled | $45,545.00 | $0.00 | See FINRA Report |
| Terry Lee Garrard | 3086574 | 1 | 03/25/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott James Kroeger | 1740958 | 1 | 01/06/2000 | Customer Dispute | Settled | $6,613.00 | $0.00 | See FINRA Report |
| Lester Martin Presley | 1936066 | 2 | 12/18/1996 | Customer Dispute | Settled | $17,700.00 | $0.00 | See FINRA Report |