Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benny J Stewart | 5951317 | 3 | 03/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter David Sentance | 1002084 | 2 | 03/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John David Campbell | 716930 | 3 | 05/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Curtis Verl Hansen | 1680663 | 2 | 02/28/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John David Campbell | 716930 | 3 | 06/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Sowinski | 1159924 | 3 | 05/26/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Patrick Reidy | 1017829 | 3 | 05/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Patrick Reidy | 1017829 | 3 | 04/04/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel A Levy | 2179546 | 1 | 12/08/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Patrick Reidy | 1017829 | 3 | 06/12/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |