Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Lee Travis | 2166809 | 7 | 11/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Peter Sanger | 826217 | 1 | 06/06/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Frederick Yost | 821097 | 2 | 03/22/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Seibel | 852358 | 1 | 08/08/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |