Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott James Kroeger | 1740958 | 1 | 01/06/2000 | Customer Dispute | Settled | $6,613.00 | $0.00 | See FINRA Report |
| Lester Martin Presley | 1936066 | 2 | 12/18/1996 | Customer Dispute | Settled | $17,700.00 | $0.00 | See FINRA Report |