Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Powell Hill | 2163742 | 3 | 07/19/2011 | Customer Dispute | Denied | $672,000.00 | $0.00 | See FINRA Report |
| Kimberly Alicia Michel | 1940862 | 4 | 06/30/2011 | Customer Dispute | Settled | $563,744.00 | $0.00 | See FINRA Report |
| Dennis Lee Travis | 2166809 | 7 | 04/19/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Robert Murphree II | 4592590 | 1 | 04/12/2011 | Customer Dispute | Denied | $5,672.00 | $0.00 | See FINRA Report |
| Thomas Owen Michel | 2046994 | 2 | 03/02/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Owen Michel | 2046994 | 2 | 10/18/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean James Otoole | 2833156 | 2 | 10/05/2010 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Stanley Keith Gage | 2343459 | 1 | 09/30/2010 | Customer Dispute | Settled | $27,980.00 | $0.00 | See FINRA Report |
| Kimberly Alicia Michel | 1940862 | 4 | 09/24/2010 | Customer Dispute | Settled | $1,265,290.00 | $0.00 | See FINRA Report |
| Kimberly Alicia Michel | 1940862 | 4 | 09/07/2010 | Customer Dispute | Settled | $493,382.00 | $0.00 | See FINRA Report |