Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Alexander Kaplan | 6151694 | 3 | 01/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa A Glover | 4975782 | 2 | 11/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Hayward Thompson | 1267560 | 11 | 07/18/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Scott McCreight | 7365400 | 1 | 07/31/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Doherty | 4179237 | 1 | 07/02/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lester Martin Presley | 1936066 | 2 | 08/27/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Allen Lucius | 2746033 | 1 | 02/23/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marvin Henry Dennard | 5518995 | 1 | 08/15/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Linwood Forrest Hamilton | 823161 | 2 | 01/27/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Frederick Yost | 821097 | 2 | 12/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |