Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bancwest Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas James Perry | 4445275 | 2 | 12/08/2015 | Customer Dispute | Denied | $11,082.00 | $0.00 | See FINRA Report |
| Chad Michael Webster | 5493951 | 2 | 10/15/2015 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
| Faisal Ahmed | 4723642 | 1 | 10/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael John Rader | 1946865 | 2 | 06/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Capozzi | 1839567 | 1 | 06/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Alex McKannay | 1558453 | 4 | 02/11/2014 | Customer Dispute | Withdrawn | $275,313.00 | $0.00 | See FINRA Report |
| Ryan Stott | 3059132 | 1 | 12/31/2013 | Customer Dispute | Denied | $60,734.00 | $0.00 | See FINRA Report |
| Dexter L Benjamin | 4330584 | 2 | 12/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Dunlap | 5755997 | 2 | 12/12/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Cochran | 1306487 | 2 | 10/03/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |