Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bancwest Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Frederick Haffley | 4265323 | 4 | 11/27/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Khiet D Vo | 6116519 | 1 | 07/12/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mathew David Miller | 6125775 | 1 | 03/05/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacek Alexander Holzwieser | 6466437 | 1 | 02/21/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph McManus | 6380065 | 1 | 12/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Frederick Haffley | 4265323 | 4 | 08/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Monessa N Duran | 5818284 | 1 | 03/16/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jay Frederick Haffley | 4265323 | 4 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas James Perry | 4445275 | 2 | 06/29/2016 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| James Howe | 6761331 | 1 | 01/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |