Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Edward Storzinger | 2554671 | 2 | 06/17/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Robert Mark Star | 3235830 | 3 | 10/08/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jerry Michael Wells | 1015358 | 7 | 12/04/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| F William Libardoni | 706551 | 2 | 12/01/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| F William Libardoni | 706551 | 2 | 11/13/2017 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jerry Michael Wells | 1015358 | 7 | 05/24/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Mark Star | 3235830 | 3 | 04/25/2016 | Customer Dispute | Award / Judgment | $499,999.00 | $0.00 | See FINRA Report |
| Jerry Michael Wells | 1015358 | 7 | 04/11/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerry Michael Wells | 1015358 | 7 | 05/24/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerry Michael Wells | 1015358 | 7 | 04/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |