Our Staff has compiled our research into a database of FINRA Broker Disclosures for Omni Financial Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Louis Kin Shing Lo | 1574965 | 2 | 09/15/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Dennis Lane Burgess | 1020157 | 2 | 10/19/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Dennis Lane Burgess | 1020157 | 2 | 07/25/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Louis Kin Shing Lo | 1574965 | 2 | 11/07/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |