Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Portfolio Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Veralynn Mary Morris | 1016334 | 2 | 06/26/2006 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Veralynn Mary Morris | 1016334 | 2 | 12/15/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Charles Lawrence | 1125259 | 1 | 06/28/1994 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |