Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Self | 2782162 | 3 | 03/02/2023 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Terry Morris Anderson | 2374045 | 10 | 03/17/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William David Frier | 1029781 | 4 | 02/07/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Terry Morris Anderson | 2374045 | 10 | 09/07/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Terry Morris Anderson | 2374045 | 10 | 08/31/2010 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Terry Morris Anderson | 2374045 | 10 | 07/30/2010 | Customer Dispute | Settled | $3,707,000.00 | $0.00 | See FINRA Report |
| Terry Morris Anderson | 2374045 | 10 | 04/20/2010 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Terry Morris Anderson | 2374045 | 10 | 04/28/2009 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Dale Self | 2782162 | 3 | 04/11/2008 | Customer Dispute | Settled | $12,838.00 | $0.00 | See FINRA Report |