Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ferdinand Jose Ruano-Arroyo | 1165134 | 4 | 04/06/2006 | Customer Dispute | Closed-No Action | $2,533,430.00 | $0.00 | See FINRA Report |
| Ferdinand Jose Ruano-Arroyo | 1165134 | 4 | 06/15/2005 | Customer Dispute | Settled | $2,878,950.00 | $0.00 | See FINRA Report |
| Ferdinand Jose Ruano-Arroyo | 1165134 | 4 | 05/23/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ferdinand Jose Ruano-Arroyo | 1165134 | 4 | 02/01/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |