Our Staff has compiled our research into a database of FINRA Broker Disclosures for D-Merc Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nancy Regan Wilson | 1708404 | 2 | 03/03/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Dudenhoefer | 1310867 | 5 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Dudenhoefer | 1310867 | 5 | 05/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nancy Regan Wilson | 1708404 | 2 | 01/30/1995 | Customer Dispute | Award / Judgment | $0.00 | $3,950.00 | See FINRA Report |
Thomas Dudenhoefer | 1310867 | 5 | 03/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Thomas Dudenhoefer | 1310867 | 5 | 04/09/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Thomas Dudenhoefer | 1310867 | 5 | 12/11/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |