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FINRA Broker Disclosures for D-Merc Services

Our Staff has compiled our research into a database of FINRA Broker Disclosures for D-Merc Services. Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nancy Regan Wilson1708404203/03/2006RegulatoryFinal$0.00$0.00See FINRA Report
Thomas Dudenhoefer1310867501/11/1999RegulatoryFinal$0.00$0.00See FINRA Report
Thomas Dudenhoefer1310867505/11/1996CriminalFinal Disposition$0.00$0.00See FINRA Report
Nancy Regan Wilson1708404201/30/1995Customer DisputeAward / Judgment$0.00$3,950.00See FINRA Report
Thomas Dudenhoefer1310867503/01/1983Employment Separation After Allegations$0.00$0.00See FINRA Report
Thomas Dudenhoefer1310867504/09/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
Thomas Dudenhoefer1310867512/11/1978CriminalFinal Disposition$0.00$0.00See FINRA Report

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