Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason B Lockridge | 5094838 | 1 | 10/31/2022 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
Charles Lee Johnson | 4624837 | 1 | 10/31/2022 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |