Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Matthew Cayce | 4189311 | 2 | 04/06/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher David Pullaro | 4719289 | 3 | 02/21/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Erickson | 1210855 | 1 | 06/29/2005 | Customer Dispute | Closed-No Action | $89,004.00 | $0.00 | See FINRA Report |
| David John Turner | 2233405 | 1 | 05/13/2005 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Michael Dennis Piershale | 1108465 | 5 | 02/25/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Jacob Garcia | 1471037 | 3 | 04/02/2003 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See FINRA Report |
| Michael Dennis Piershale | 1108465 | 5 | 12/04/2002 | Customer Dispute | Closed-No Action | $5,100.00 | $0.00 | See FINRA Report |
| Anthony Jacob Garcia | 1471037 | 3 | 03/14/2002 | Customer Dispute | Pending | $164,355.00 | $0.00 | See FINRA Report |
| Christopher Brian Pelley | 1008077 | 1 | 01/08/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Piershale | 1108465 | 5 | 06/04/2001 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |