Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Adam Radow | 1278347 | 4 | 11/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Seth Adam Radow | 1278347 | 4 | 12/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Seth Adam Radow | 1278347 | 4 | 11/11/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Savino | 1300981 | 4 | 02/24/2012 | Customer Dispute | Settled | $24,252.00 | $0.00 | See FINRA Report |
| Andrew Kane | 2419516 | 6 | 03/29/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Kane | 2419516 | 6 | 03/13/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Andrew Kane | 2419516 | 6 | 12/22/2010 | Customer Dispute | Settled | $7,230.00 | $0.00 | See FINRA Report |
| Andrew Kane | 2419516 | 6 | 10/25/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Kane | 2419516 | 6 | 11/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Savino | 1300981 | 4 | 06/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |