Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Scott Mirolli | 5116067 | 5 | 10/01/2020 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Dax Carlyle Allred | 7841428 | 1 | 09/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Scott Mirolli | 5116067 | 5 | 08/20/2020 | Customer Dispute | Settled | $360,570.00 | $0.00 | See FINRA Report |
| Jack Matthew Cayce | 4189311 | 2 | 04/21/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Allen Pierce | 4583553 | 2 | 03/23/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Christopher David Pullaro | 4719289 | 3 | 03/11/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David Scott Mirolli | 5116067 | 5 | 02/20/2020 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Dana Greathouse | 4619600 | 1 | 08/06/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alan David Holman | 3019671 | 1 | 08/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allen Huggins Johnson | 1578606 | 1 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |