Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Kane | 2419516 | 6 | 12/22/2010 | Customer Dispute | Settled | $7,230.00 | $0.00 | See FINRA Report |
| Andrew Kane | 2419516 | 6 | 11/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Torey Carr | 3242989 | 2 | 05/15/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Torey Carr | 3242989 | 2 | 04/06/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Savino | 1300981 | 4 | 03/19/2009 | Customer Dispute | Settled | $78,306.10 | $0.00 | See FINRA Report |
| Anthony Jacob Garcia | 1471037 | 3 | 11/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Paul McCarthy | 2273239 | 1 | 06/17/2008 | Customer Dispute | Denied | $364,100.00 | $0.00 | See FINRA Report |
| Paul Francis Spizzuoco | 4000806 | 3 | 05/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Francis Spizzuoco | 4000806 | 3 | 04/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Francis Spizzuoco | 4000806 | 3 | 03/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |