Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Scott Mirolli | 5116067 | 5 | 08/20/2020 | Customer Dispute | Settled | $360,570.00 | $0.00 | See FINRA Report |
| Jack Matthew Cayce | 4189311 | 2 | 04/21/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Allen Pierce | 4583553 | 2 | 03/23/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Christopher David Pullaro | 4719289 | 3 | 03/11/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David Scott Mirolli | 5116067 | 5 | 02/20/2020 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Seth Adam Radow | 1278347 | 4 | 11/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Seth Adam Radow | 1278347 | 4 | 12/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Savino | 1300981 | 4 | 02/24/2012 | Customer Dispute | Settled | $24,252.00 | $0.00 | See FINRA Report |
| Andrew Kane | 2419516 | 6 | 03/29/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Kane | 2419516 | 6 | 03/13/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |