Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Avi M Mandel | 7397516 | 1 | 09/01/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ezri Shechter | 2772177 | 7 | 06/18/2020 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Ezri Shechter | 2772177 | 7 | 06/17/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Ezri Shechter | 2772177 | 7 | 12/17/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ezri Shechter | 2772177 | 7 | 10/10/2012 | Customer Dispute | Settled | $185,000.00 | $0.00 | See FINRA Report |
| Ezri Shechter | 2772177 | 7 | 12/09/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Ulderico Conte | 2163160 | 1 | 10/23/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ezri Shechter | 2772177 | 7 | 04/20/2004 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Ezri Shechter | 2772177 | 7 | 05/22/2000 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |