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FINRA Broker Disclosures for Coker & Palmer

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coker & Palmer. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Claire Cofer Friedrichs2144703308/11/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
David Satterfield Morse1395730106/06/2016Customer DisputeSettled$58,000.00$0.00See FINRA Report
Claire Cofer Friedrichs2144703306/20/2012Customer DisputeSettled$250,000.00$0.00See FINRA Report
Claire Cofer Friedrichs2144703306/15/2001Customer DisputeSettled$60,000.00$0.00See FINRA Report
Paul Taulman Westervelt464056104/27/1998RegulatoryFinal$0.00$0.00See FINRA Report

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