Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coker & Palmer. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Claire Cofer Friedrichs | 2144703 | 3 | 08/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Satterfield Morse | 1395730 | 1 | 06/06/2016 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
Claire Cofer Friedrichs | 2144703 | 3 | 06/20/2012 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Claire Cofer Friedrichs | 2144703 | 3 | 06/15/2001 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Paul Taulman Westervelt | 464056 | 1 | 04/27/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |