Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan David Burden | 5969168 | 4 | 08/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew S Gurule | 6753098 | 3 | 05/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan David Burden | 5969168 | 4 | 08/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shanna Lewis Black | 7195920 | 1 | 01/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Steven Wilz | 6855911 | 1 | 10/28/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Frederick Schwarzkoph | 2055657 | 1 | 09/23/2002 | Customer Dispute | Closed-No Action | $18,691.20 | $0.00 | See FINRA Report |
| Joe Neil Hazelbaker | 2308555 | 1 | 04/02/2002 | Customer Dispute | Denied | $5,721.68 | $0.00 | See FINRA Report |
| Brandon Michael Avery | 5884106 | 1 | 01/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leroy Kreutzer | 6260128 | 1 | 08/17/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |