Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Scott Nevitt | 4070325 | 2 | 07/22/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Michael Simpson | 1111350 | 2 | 07/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew S Gurule | 6753098 | 3 | 02/03/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chase Marvin Carlson | 6920577 | 2 | 07/08/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chase Marvin Carlson | 6920577 | 2 | 11/05/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan David Burden | 5969168 | 4 | 10/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan David Burden | 5969168 | 4 | 10/18/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Henderson | 7214490 | 1 | 09/29/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cary Arthur Knudson | 4601231 | 1 | 10/30/2008 | Customer Dispute | Settled | $73,850.10 | $0.00 | See FINRA Report |
| Eric Jay Tegrootenhuis | 1649729 | 1 | 08/28/2008 | Customer Dispute | Closed-No Action | $2,563.00 | $0.00 | See FINRA Report |