Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew S Gurule | 6753098 | 3 | 12/03/2020 | Customer Dispute | Settled | $74,750.00 | $0.00 | See FINRA Report |
| Thomas Scott Nevitt | 4070325 | 2 | 07/22/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cary Arthur Knudson | 4601231 | 1 | 10/30/2008 | Customer Dispute | Settled | $73,850.10 | $0.00 | See FINRA Report |