Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Lee Holtmeier | 4406390 | 1 | 04/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew S Gurule | 6753098 | 3 | 02/03/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chase Marvin Carlson | 6920577 | 2 | 07/08/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chase Marvin Carlson | 6920577 | 2 | 11/05/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan David Burden | 5969168 | 4 | 10/18/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Henderson | 7214490 | 1 | 09/29/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan David Burden | 5969168 | 4 | 08/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew S Gurule | 6753098 | 3 | 05/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan David Burden | 5969168 | 4 | 08/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shanna Lewis Black | 7195920 | 1 | 01/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |